Nanking Road Capital Management LLC is an adviser based in Hartford. It manages $86 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007.
Nanking Road Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Nanking Road Capital Management LLC is $86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -39% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Nanking Road Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Jon Raymond Kathe joined the executive team most recently as the Chief Compliance Officer.
The principal office where Nanking Road Capital Management LLC performs its advisory services is located at 111 Gillett Street, Hartford, CT 06105, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 860-278-7888 or by fax 860-278-7889. The normal business hours are 9am to 5pm on Monday - Friday.