Baffin Advisors LLC is a mid-sized advisory firm based in Rye Brook. It manages $92.21 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of New York.
Baffin Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Baffin Advisors LLC is $92.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 576% since the beginning of its operation, and $84.13 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Baffin Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Baffin Advisors is high net worth individuals with 16 clients and $84.13 million of assets under management. Among the 6 most similar advisory firms, Baffin Advisors has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $92.21 million for 17 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 73% of the firm’s clients are foreign persons or businesses.
Baffin Advisors doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Baffin Advisors LLC performs its advisory services is located at 800 Westchester Ave., Rye Brook, NY 10573 The mailing address of the firm is 500 Mamaroneck Ave., Harrison, NY 10528. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 914-371-2992 or by fax 914-371-6742. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at baffinadvisors.com/.