Vii Peaks Capital LLC is an investment adviser to a business development company based in Walnut Creek. It manages $48.79 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of California.
Vii Peaks Capital provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Vii Peaks Capital LLC is $48.79 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6870% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Vii Peaks Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to pooled investment vehicles and business development companies. The largest group of clients of Bhavin B Shah is business development companies with 1 clients and $44.15 million of assets under management. Among the 3 most similar advisory firms, Vii Peaks Capital has the highest percentage of business development companies out of all clients.
The amount of regulatory assets under management is $48.79 million for 8 clients. None of the firm’s clients are foreign persons or businesses.
Vii Peaks Capital also advises several private funds. Namely, one hedge fund, four other private funds, and three venture capital funds. The minimum investment commitment required of non-related persons ranges from $0 to $100,000.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Bhavin B Shah has been acting as President since 1 Sep 2014. Gurpreet Singh Chandhoke has served as the Chief Investment Officer since 1 Apr 2009. Michelle Elaine Macdonald joined the executive team most recently as the Chief Compliance Officer.
The principal office where Vii Peaks Capital LLC performs its advisory services is located at 1578 Sunnyvale, Walnut Creek, CA 94597 The mailing address of the firm is 1547 Palos Verdes Mall, Walnut Creek, CA 94597. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (415) 983-0127. The normal business hours are 10am-4pm pst on Other. You can find more information about the New York firm at viipeakscapital.com.