Arford & Associates Comprehensive Wealth Mgmt, Inc. (Lynnwood)

Name: Arford & Associates Comprehensive Wealth Mgmt, Inc.
Address: 4100 194 Th St Sw, Lynnwood, WA, 98036 4613
Telephone: 425-778-6160

Arford & Associates Comprehensive Wealth Mgmt, Inc. is a large advisory firm based in Lynnwood. It manages $273.99 million of regulatory assets for 1,460 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Colorado, and 5 other states.

Arford & Associates Comprehensive Wealth Mgmt provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Arford & Associates Comprehensive Wealth Mgmt: assets under management

The assets under management (AUM) of Arford & Associates Comprehensive Wealth Mgmt, Inc. is $273.99 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $273.99 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $187.66 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arford & Associates Comprehensive Wealth Mgmt, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arford & Associates Comprehensive Wealth Mgmt, Inc.

Gary Marlin Arford has been acting as President since 1 Jul 2001. Driver Investments Limited Partnership joined the executive team most recently as the Holding Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary Marlin Arford	President	1 Jun 2001	Other	2440941
Llc Comprehensive Wealth Mangement	Member	1 Jun 2001	50% - 75%	91-2135495
Inc. Arford & Associates Comprehensive Wealth Management	Member	1 Jun 2001	50% - 75%	91-2157665
Gary Marlin Arford	President	1 Jul 2001	50% - 75%	2440941
Morgan Lewis Arford	Investment strategist	1 Mar 2006	Other	4945329
Brian J. Lockett	Financial advisor	1 Nov 2006	Other	4573162
Shilo Michelle Arford	Director of marketing	1 Nov 2006	Other	4704567
Brian Joseph Lockett	Financial advisor	1 Nov 2006	Other	4573162
Michael Joseph Stefano	Chief compliance officer	1 Jul 2007	Other	2209407
Shilo Michelle Lockett	Chief operating officer	1 Jan 2008	Other	4704567
Driver Investments Limited Partnership	Holding company	1 Mar 2009	50% - 75%	30-0444225
Inc. Fupa	Holding company	1 Mar 2009	25% - 50%	26-4592517
Inc. B&S Lockett	Holding company	1 Mar 2009	25% - 50%	20-5976986

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Shilo Michelle Lockett	Vice president	1 Nov 2006	50% - 75%	4704567
Nirvana Grantor Trust	Limited partner	1 Apr 2008	75% - 100%	foreign
Gary Marlin Arford	Trustee	1 Apr 2008	Other	2440941
Cheryl Arford	Trustee	1 Apr 2008	Other	5905464
Morgan Lewis Arford	President	1 Jan 2009	75% - 100%	4945329

Based in Lynnwood

The principal office where Arford & Associates Comprehensive Wealth Mgmt, Inc. performs its advisory services is located at 4100 194 Th St Sw, Lynnwood, WA 98036 4613, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 425-778-6160 or by fax 425-778-8896. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at www.comprehensivewealth.com.