Kibble & Prentice Holding Company (Seattle)


Kibble & Prentice Holding Company is a large advisory firm based in Seattle. It manages $4.01 billion of regulatory assets for 242 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alaska, Arizona, California, and 30 other states.

Kibble & Prentice Holding Company provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kibble & Prentice Holding Company: assets under management

The assets under management (AUM) of Kibble & Prentice Holding Company is $4.01 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kibble & Prentice Holding Company for their services and products based on a percentage of assets under management, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kibble & Prentice Holding Company

Arlen Irvin Prentice has been acting as President since 1 Jan 2002. Onex American Holdings Ii Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dan Morris Guy Shareholder 1 Jan 1989 Other 1151096
Dan Morris Guy Shareholder 1 Jan 1999 Other 1151096
Robert Seda Director 1 Dec 2001 Other 4682346
Arlen Irvin Prentice Chairman 1 Jan 2002 Other 367316
L.P. Distribution Partners Investment Capital Shareholder 1 Jan 2002 25% - 50% 06-1564482
Dale Lee Cowles President and director 1 Jan 2002 Other 2743005
Gordon Pratt Director 1 Jan 2002 Other 4682301
Robert Seda Director 1 Jan 2002 Other 4682346
Llc A.I. Prentice Shareholder 1 Jan 2002 Other 91-2177892
Michael B. Gano President and director, property/casualty group 1 Jan 2002 Other 4682008
Dan Morris Guy Shareholder 1 Jan 2002 Other 1151096
Michael Benjamin Gano President and director, property/casualty group 1 Jan 2002 Other 4682008
Christopher John Prentice Chief executive officer 1 Mar 2002 Other 2598041
Ellen R.M. Boyer Chief financial officer 1 Jun 2002 Other 4682007
James John Doud Director 1 Oct 2002 Other 4682295
Ellen R.M. Boyer Chief financial officer 1 Jul 2003 Other 4682007
Michael B. Gano President, property/casualty group 1 Jul 2003 Other 4682008
Beverley Rose Olivier President-retirement plan services 1 Jul 2003 Other 4682009
Christopher John Prentice President-private client group 1 Jul 2003 Other 2598041
Todd Christian Mcmahon Chief compliance officer 1 Jun 2004 Other 4855223
Edward D. Fugo Shareholder 1 Jun 2004 Other 4855222
Todd C. Mcmahon Chief compliance officer 1 Jun 2004 Other 4855223
Jeffery B Cappel Director 1 Jun 2004 Other 4654093
Edward David Fugo Shareholder 1 Jun 2004 Other 4855222
Jeffery Beal Cappel Director 1 Jun 2004 Other 4654093
Llc Usi Insurance Services Shareholder - 100% 1 Nov 2006 75% - 100% 13-3771734
Ernest Joshua Newborn Director & secretary 1 Nov 2006 Other 3154426
Usi Services Corporation Shareholder - 100% 1 Nov 2006 75% - 100% 13-3771734
Robert Samuel Schneider Treasurer 1 Nov 2006 Other 4650730
Carrie Diane Casanas Chief financial officer 1 Apr 2011 Other 3224194

Indirect Owners

The SEC currently registers 22 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gerald Wilfred Schwartz Shareholder 1 Jan 1984 50% - 75% 416275
Usi Holdings Corporation Shareholder - 100% 1 Apr 1994 75% - 100% 13-3771733
Gordon Pratt Managing member of general partner 1 Oct 1999 25% - 50% 4682301
Onex Corporation Member 1 Dec 2002 75% - 100% 98-0226660
Onex Corporation Shareholder 1 Jun 2003 75% - 100% 98-0226660
L.L.C. Gs Advisors Vi General partner of gs capital partners vi offshore, l.p. 1 Aug 2006 Other 13-3797350
Inc. Usi 100 % shareholder of usi insurance services llc 1 Feb 2007 75% - 100% 61-1521458
Compass Investors Inc. 100% shareholder of compass acquisition holdings inc. 1 Feb 2007 75% - 100% 61-1521458
L.L.C. Gscp Vi Offshore Advisor General partner of gs capital partners vi offshore fund, l.p. 1 Feb 2007 Other 83-0469632
L.P. Gs Capital Partners Vi Offshore Limited partner of gs capital partners vi offshore fund, l.p. 1 Feb 2007 75% - 100% 83-0469632
L.P. Gs Capital Partners Vi Limited partner of gs capital partners vi fund, l.p. 1 Feb 2007 50% - 75% 43-2115553
L.P. Gs Capital Partners Vi Employee Master Fund Limited partner of gs capital partners vi fund, l.p. 1 Feb 2007 25% - 50% 98-0525608
L.L.C. Gs Capital Partners Vi Employee Funds Gp General partner of gs capital partners vi employee master fund, l.p. 1 Feb 2007 Other 13-4019460
L.L.C. Gscp Vi Advisors General partner of gs capital partners vi fund, l.p. 1 Feb 2007 Other 20-8449884
L.P. Gs Capital Partners Vi Fund Shareholder of compass investors inc. 1 Mar 2007 50% - 75% 20-8450069
L.P. Gs Capital Partners Vi Offshore Fund Shareholder of compass investors inc. 1 Mar 2007 25% - 50% 98-0522770
Compass Acquisition Holdings Corporation Shareholder of usi holdings corporation 1 May 2007 75% - 100% 32-0194550
Onex Partners Gp Inc. General partner 1 Apr 2008 Other 20-0434243
Onex Partners Iii Gp Lp General partner 1 Apr 2008 Other 26-2429237
Onex American Holdings Ii Llc Shareholder 1 Dec 2012 25% - 50% 55-0815136
Onex Partners Iii Lp Shareholder 1 Dec 2012 50% - 75% 26-2429367
Onex Usi Holdings Corp. Shareholder 1 Dec 2012 75% - 100% 99-0382762

Based in Seattle

The principal office where Kibble & Prentice Holding Company performs its advisory services is located at 601 Union Street, Suite 1000, Seattle, WA 98101 4064, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-441-6300 or by fax 877-678-5844. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at kpcom.com.