Sterling Stamos Capital Management, L.P. (New York)


Sterling Stamos Capital Management, L.P. is a large advisory firm based in New York. It manages $6.6 billion of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, New York, and North Carolina.

Sterling Stamos Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and advise private investment funds and managed accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sterling Stamos Capital Management: assets under management

The assets under management (AUM) of Sterling Stamos Capital Management, L.P. is $6.6 billion. The firm's AUM has grown by 316% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.01 billion in discretionary accounts and $4.59 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $42.74 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $656.39 million.
Sterling Stamos Capital Management has custody of $2.01 billion in cash and securities for 46 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sterling Stamos Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sterling Stamos Capital Management, L.P.

Peter S Stamos has been acting as President since 1 Jun 2002. Zewditu Menelik joined the executive team most recently as the Limited Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Peter S Stamos Chief executive officer/chairman 1 Jun 2002 25% - 50% 4958302
Spiro Stamos Chief administrative officer 1 Jun 2002 Other 4958318
Ashok Bhushan Chachra Senior portfolio manager 1 Jun 2002 Other 2510124
Kevin Jun Okimoto Client relationship partner 1 Jun 2002 Other 4395833
L.L.C. Sterling Stamos Capital Management Gp General partner 1 Jun 2002 Other 20-0080341
Basil Paul Stamos Limited partner 1 Jun 2002 Other 4962756
Daniel Iwao Okimoto Limited partner 1 Jun 2002 Other 4967853
L.L.C. Stamos Capital Partners Gp General partner 1 Jun 2002 Other 20-0080341
Christopher Stamos Managing partner of new york office 1 Nov 2003 Other 4958317
Sterling Sp Management Llc Limited partner 1 Dec 2003 50% - 75% 20-0431643
Kevin Barcelona Chief financial officer 1 Apr 2004 Other 4958307
Jeremy Glaser Chief compliance officer/general counsel 1 Feb 2005 Other 4958313
Dave Hood Managing director 1 Jun 2005 Other 5119875
Michael Joseph Kastner Managing director 1 Jun 2005 Other 1970072
Jared Adam Kanover Chief compliance officer/general counsel 1 Jul 2005 Other 5002318
Michael Darby Managing director 1 Feb 2006 Other 5119791
John Dewitt Shuck Managing director 1 May 2006 Other 5147573
Catherine Anne Tse Managing director 1 Apr 2007 Other 3116982
John Lee Managing director 1 Apr 2007 Other 2609026
Joanna Strober Managing director 1 Jun 2007 Other 5511245
Richard Warren Stockton Managing director 1 Jun 2007 Other 2963585
Inc. Merrill Lynch L.P. Holdings Limited partner 1 Jul 2007 50% - 75% 13-3408201
Deanna Eve Ho Managing director 1 Aug 2007 Other 3237064
Deanna Eve Ho Montgomery Managing director 1 Aug 2007 Other 3237064
Steven Henry Boyd Managing director 1 Jan 2008 Other 2645295
Victoria Paige Bailey Managing director 1 Feb 2008 Other 4499557
Jeff Soukup Managing director 1 Apr 2008 Other 5649527
Mark Gordon Thompson Managing director 1 Jul 2008 Other 4432497
Janice Tzwei Yu Managing director 1 Jul 2008 Other 4850525
Hsian Chao Winter Managing director 1 Jul 2008 Other 2782371
Carolyn Nangsook Choi Managing director 1 Aug 2008 Other 4072439
Supriya Batra Managing director 1 Jan 2009 Other 4568291
Ashok Vadrevu Raju Managing director 1 Jan 2009 Other 4588739
Kristina Brenner Managing director 1 Jan 2009 Other 5757138
Michael A. Chisek Chief investment officer and co-managing partner 1 Apr 2009 Other 5698375
Rohit Kumar Chief risk officer and senior partner 1 Jul 2009 Other 5756175
Janine Michelle Ruvolo Managing director 1 Jul 2009 Other 4749058
Bongseok Choi Managing director 1 Jan 2010 Other 2887121
Binu George Managing director 1 Jan 2010 Other 5759058
Josh Shapiro Head of risk management and partner 1 Jun 2010 Other 5835234
Edmund F Hannon Partner 1 Jun 2010 Other 1423669
Bruce Shevlin Pflaum Managing director 1 Jul 2010 Other 5002045
Jonathan Mandle Managing director 1 Jul 2010 Other 5835228
Zewditu Menelik Managing director 1 Sep 2010 Other 5530946
Jason Christopher Cipriani Partner 1 Sep 2010 Other 4891736
John Arthur Fulton Managing director 1 Sep 2010 Other 5574818
Matthew Dane Frymier President and senior partner 1 Oct 2010 Other 2084781
Ron B. Johnson Limited partner 1 May 2011 Other 6090055
Myron Samuel Scholes Senior adviser 1 Jul 2011 Other 2231202
Allyson Rachel Kaufman Managing director 1 Jan 2012 Other 4864112
Zewditu Menelik Limited partner 1 Jan 2013 Other 5530946
Joshua A Rezak Managing director 1 Jan 2013 Other 2924478

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Merrill Lynch & Co. Shareholder 1 May 1973 75% - 100% 13-2740599
Pierce Fenner & Smith Incorporated Merrill Lynch Shareholder 1 Mar 1987 75% - 100% 7691
Bank Of America Corporation Shareholder 1 Dec 2008 75% - 100% 56-0906609

Based in New York

The principal office where Sterling Stamos Capital Management, L.P. performs its advisory services is located at 450 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Menlo Park, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-287-2800 or by fax 212-287-2900. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.sterlingstamos.com.

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