Werlinich Asset Management, L.L.C. (Rye Brook)


Werlinich Asset Management, L.L.C. is a mid-sized advisory firm based in Rye Brook. It manages $82.96 million of regulatory assets for 74 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Werlinich Asset Management, L.L.C provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Werlinich Asset Management, L.L.C: assets under management

The assets under management (AUM) of Werlinich Asset Management, L.L.C. is $82.96 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 137% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $82.96 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.12 million each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Werlinich Asset Management, L.L.C. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gregory Scott Werlinich serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Gregory Scott Werlinich is high net worth individuals with 9 clients and $52.73 million of assets under management. Among the 6 most similar advisory firms, Werlinich Asset Management, L.L.C has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $82.96 million for 32 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Werlinich Asset Management, L.L.C doesn't advise any private funds.

Careers at Werlinich Asset Management, L.L.C.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gregory Scott Werlinich has been acting as President since 1 Mar 1997. Lucille Susan Werlinich joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gregory Scott Werlinich President/chief compliance officer/managing member 1 Mar 1997 75% - 100% 4646512
Greg Werlinich President 1 Mar 1997 75% - 100% 4646512
Lucille Susan Werlinich Member 1 Nov 2012 Other 6138031

Based in Rye Brook

The principal office where Werlinich Asset Management, L.L.C. performs its advisory services is located at 14 Birch Lane, Rye Brook, NY 10573, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-260-3230. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at waminvest.com.