Usa Financial Securities Corporation is a large advisory firm based in Ada. It manages $246.23 million of regulatory assets for 3,359 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Usa Financial Securities Corporation provides financial planning services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Usa Financial Securities Corporation is $246.23 million. The firm's AUM has grown by 706% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Usa Financial Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and corporations or other businesses. The largest group of clients of Richard Allen Gorz is individuals with 3,337 clients and $235.39 million of assets under management. Among the 7 most similar advisory firms, Usa Financial Securities Corporation has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $246.23 million for 3,359 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Usa Financial Securities Corporation doesn't advise any private funds.
The company employs 172 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 172 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Richard Allen Gorz has been acting as President since 1 Feb 1998. Matthew H Eilers joined the executive team most recently as the Chief Business Development Officer.
The principal office where Usa Financial Securities Corporation performs its advisory services is located at 6020 East Fulton Street, Ada, MI 49301, which is also the mailing address of the firm. An additional office of the firm is in Evansville, IN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 888-407-8198 or by fax 888-532-4757. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at usafinancial.net.