Harding Advisory LLC (Boca Raton)


Harding Advisory LLC is a large advisory firm based in Boca Raton. It manages $678.68 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2006.

Harding Advisory provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harding Advisory: assets under management

The assets under management (AUM) of Harding Advisory LLC is $678.68 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $678.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $75.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harding Advisory LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Harding Advisory LLC

Wing Fu Chau has been acting as President since 1 Feb 2006. Kenneth Margolis joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Wing Fu Chau President/managing member/chief compliance officer 1 Feb 2006 75% - 100% 2452682
Alison S Wang Vice president 1 Feb 2006 Other 4911731
Tony T Huang Managing director 1 Feb 2006 Other 5023500
Brian H Field Vice president 1 Feb 2006 Other 4157134
Michael Anthony Giasi Director 1 Feb 2006 Other 2084630
Fanny Jamie Moy Director 1 Mar 2006 Other 2999137
Xilun Chen Vice president 1 Apr 2006 Other 3072669
Richard Frederick Chin Managing director 1 Aug 2006 Other 1797426
James Joseph Drury Managing director 1 Sep 2006 Other 1419378
Kenneth Margolis Managing director 1 Oct 2007 Other 2230861

Based in Boca Raton

The principal office where Harding Advisory LLC performs its advisory services is located at 433 Plaza Real #275, Boca Raton, FL 33432, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-334-7810 or by fax 973-425-8883. The normal business hours are 9:00am to 5:00pm on Monday - Friday.