Third Millennium Investment Advisors, LLC (Richmond)


Third Millennium Investment Advisors, LLC is an investment adviser to an investment company based in Richmond. It manages $18.91 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Virginia.

Third Millennium Investment Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Third Millennium Investment Advisors: assets under management

The assets under management (AUM) of Third Millennium Investment Advisors, LLC is $18.91 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 627% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.91 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Third Millennium Investment Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Third Millennium Investment Advisors, LLC

John Thomas Connor has served as the Chief Investment Officer since 1 Mar 2008. Commonwealth Capital Management Llc joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Connor Member 1 Aug 1998 25% - 50% 4400715
James Laurence Melcher Member 1 Aug 1998 25% - 50% 331484
John Thomas Connor Partner 1 Aug 1998 25% - 50% 4400715
John Pasco Member 1 Oct 2000 Other 357414
Peter Leonard Smith Chief compliance officer 1 Aug 2005 Other 3163839
Peter Leonard Smith Chief compliance officer 1 Oct 2005 Other 3163839
Susan Connor Member 1 Dec 2005 Other 5113250
David Dwain Jones Chief compliance officer 1 Jan 2008 Other 2761758
John Thomas Connor Chief investment officer 1 Mar 2008 Other 4400715
John Pasco Managing member 1 Mar 2008 50% - 75% 357414
John Thomas Connor Managing member/cio 1 Sep 2010 25% - 50% 4400715
Commonwealth Capital Management Llc Member 1 Sep 2010 25% - 50% 109712

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
John Pasco Owner, president 1 Dec 2000 75% - 100% 357414

Based in Richmond

The principal office where Third Millennium Investment Advisors, LLC performs its advisory services is located at 8730 Stony Point Parkway, Richmond, VA 23235, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 804-267-7400 or by fax 804-330-5830. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.balestracapitalltd.com.