Putnam Investments Limited (U.K.) (London)


Putnam Investments Limited (U.K.) is a large advisory firm based in London. It manages $3.01 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2002.

Putnam Investments Limited (U.K.) provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Putnam Investments Limited (U.K.): assets under management

The assets under management (AUM) of Putnam Investments Limited (U.K.) is $3.01 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Putnam Investments Limited (U.K.) for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Putnam Investments Limited (U.K.)

John Frederick Boneparth has been acting as President since 1 Aug 2000. Clare Richer joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David G Puddle Director 1 Jul 1993 Other 4580295
John Frederick Boneparth Director 1 Aug 2000 Other 1961015
Jeffrey F Peters Director 1 Jun 2001 Other 2071974
Thomas V Reilly Chairman of the board and director 1 Aug 2001 Other 4576164
Ziad Malek Director 1 Nov 2001 Other 4580293
Llc The Putnam Advisory Company De llc 1 Feb 2002 75% - 100% 106631
Harold P Short Chief compliance officer 1 Feb 2002 Other 4578999
Harold P Short Chief compliance officer 1 Jun 2002 Other 4578999
Anton Simon Managing director 1 Jul 2002 Other 4576167
Stephen B. Cohen Director 1 Oct 2002 Other 4600844
Joseph P. Petitti Treasurer 1 Dec 2002 Other 4515774
Anton Simon Director 1 Mar 2003 Other 4576167
Stephen B. Cohen Chief executive 1 Mar 2003 Other 4600844
Anton Dermot Simon Director 1 Mar 2003 Other 4576167
Charles Antony Ruys De Perez Managing director 1 Feb 2004 Other 4767182
Charles A. Ruys De Perez Managing director and chief compliance officer 1 Feb 2004 Other 4767182
Mark D Pollard Director, chief executive officer 1 Aug 2004 Other 5042067
Tracey Michelle Hall Compliance officer - london 1 Jan 2005 Other 4920454
Sandra C Whiston Director, head of institutional management 1 Jun 2005 Other 4163886
Simon Davis Director, chief executive officer 1 Apr 2006 Other 5408312
Joseph Thomas Phoenix Director 1 Apr 2006 Other 1533594
Simon Lee Davis Director, chief executive officer 1 Apr 2006 Other 5408312
Robert R Leveille Managing director, chief compliance officer 1 Mar 2007 Other 5305652
Putnam U.S. Holdings Inc Shareholder 1 Aug 2007 75% - 100% 26-0334814
Jenny Sue Morton Director 1 Oct 2007 Other 4627126
William Tondorf Connolly Director 1 Oct 2007 Other 1881587
Putnam International Holdings Llc Shareholder 1 Nov 2007 75% - 100% 26-1540311
Llc Putnam International Holdings Shareholder 1 Nov 2007 75% - 100% 26-1540311
Alan Graham Mccormack Director 1 Dec 2008 Other 5006540
Clare Richer Director 1 Feb 2010 Other 4520133

Indirect Owners

The SEC currently registers 22 indirect owners.

Name Entity Date acquired Ownership Employer ID
Power Corporation Of Canada Shareholder 1 Apr 1925 75% - 100% foreign entity
Paul Guy Desmarais Shareholder, director 1 May 1968 50% - 75% 1498207
Power Financial Corporation Shareholder 1 Mar 1986 50% - 75% foreign entity
171263 Canada Inc. Shareholder 1 Mar 1988 50% - 75% foreign entity
2795957 Canada Inc. Shareholder 1 Dec 1998 75% - 100% foreign entity
Power Corporation Of Canada Shareholder 1 Dec 1998 75% - 100% foreign entity
Inc. Marsh & Mclennan Companies Corporation 1 Nov 2000 75% - 100% 36-2668272
Gwl&A Financial (Canada) Inc. Shareholder 1 Jan 2001 75% - 100% foreign entity
Great West Lifeco Inc. Shareholder 1 Jan 2001 75% - 100% foreign entity
Great West Financial (Canada) Inc. Shareholder 1 Jan 2001 75% - 100% foreign entity
Putnam Investments Trust Massachusetts business trust 1 Feb 2002 75% - 100% 04-2539558
Llc Putnam De llc 1 Feb 2002 75% - 100% 36-4488942
The Putnam Advisory Company Trust Massachusetts business trust 1 Feb 2002 75% - 100% 32-0002468
The Putnam Advisory Company Lp Limited partner 1 Jan 2005 75% - 100% 20-2100545
Inc. The Putnam Advisory Company Gp General partner 1 Jan 2005 Other 20-2100389
Lp The Putnam Advisory Company Member 1 Jan 2005 75% - 100% 20-2100545
Putnam Acquisition Financing Llc Shareholder 1 Apr 2007 75% - 100% 87-0803672
Gwl&A Financial (Nova Scotia) Co. Shareholder 1 Apr 2007 75% - 100% foreign entity
Putnam Acquisition Financing Inc. Member 1 Apr 2007 75% - 100% 98-0539229
Great West Financial (Nova Scotia) Co. Shareholder 1 Aug 2007 75% - 100% foreign entity
Great West Lifeco U.S. Inc. Member 1 Aug 2007 75% - 100% 26-0682635
Llc Putnam Investments Member 1 Dec 2007 75% - 100% 26-1080669

Based in London

The principal office where Putnam Investments Limited (U.K.) performs its advisory services is located at Cassini House, London, Sw1 A 1 Ld The mailing address of the firm is One Post Office Square, Boston, MA 02109. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-44-20-7907-8200 or by fax 011-44-20-7907-8210. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.putnaminv.com.