Sortino Investment Advisors, LLC (Menlo Park)


Sortino Investment Advisors, LLC is a large advisory firm based in Menlo Park. It manages $299.32 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of California.

Sortino Investment Advisors provides portfolio management for businesses and institutional clients, selection of other advisers, and asset allocation strategies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sortino Investment Advisors: assets under management

The assets under management (AUM) of Sortino Investment Advisors, LLC is $299.32 million. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sortino Investment Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Frank Alphonse Sortino Trustee 1 Jul 2012 Other 4887299
2011 The Frank A. Sortino 1990 Trust As Amended And Restated January 13 Member 1 Jul 2012 75% - 100% xxx-xx-xxxx
Victor Peter Rosasco Trustee 1 Jul 2012 Other 403845
James Peter Kaffen Trustee 1 Jul 2012 Other 841929
Melissa Abbott Kaffen Trustee 1 Jul 2012 Other 6176777

Based in Menlo Park

The principal office where Sortino Investment Advisors, LLC performs its advisory services is located at 61 Politzer Drive, Menlo Park, CA 94025, which is also the mailing address of the firm. An additional office of the firm is in San Juan Capistrano, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-481-5051 or by fax 949-481-5959. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sortinoia.com.