Wolf River Capital Mississippi, LLC (Memphis)

Wolf River Capital Mississippi, LLC is a large advisory firm based in Memphis. It manages $187.5 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Mississippi and Tennessee.

Wolf River Capital Mississippi provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wolf River Capital Mississippi: assets under management

The assets under management (AUM) of Wolf River Capital Mississippi, LLC is $187.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 716% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $187.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $93.75 million each.

Wolf River Capital Mississippi has custody of $187.5 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

What kind of clients Wolf River Capital Mississippi serves?

The only and largest group of clients of Wolf River Capital Mississippi is pooled investment vehicles with 2 clients and $187.5 million of assets under management. Among the 8 most similar advisory firms, Wolf River Capital Mississippi has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $187.5 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Wolf River Capital Mississippi also advises several private funds. Namely, one other private fund and one private equity fund.

Careers at Wolf River Capital Mississippi, LLC

The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Duncan Wingett	Member/managing director	1 Jan 2013	Other	3150351
Richard Davis Howe	Member/managing director	1 Jan 2013	Other	1170701
Douglas Brian Duncan	Member/managing director	1 Jan 2013	Other	2777253
Janet Helen Gerber	Senior vice president	1 Jan 2013	Other	4780609
Gina Conn Douglas	Chief financial officer / chief compliance officer	1 Jan 2013	Other	1411242
Lauren Beth Gunn	Vice president	1 Jan 2013	Other	4346549
William Robert Renovich	Vice president	1 Jan 2013	Other	3269926

Based in Memphis

The principal office where Wolf River Capital Mississippi, LLC performs its advisory services is located at 530 Oak Court Drive, Memphis, TN 38117 The mailing address of the firm is 232 Goodman Road West, Southaven, MS 38671. It doesn’t run an office outside of the United States.