Mendoza And Associates, Inc. is an adviser based in Rocky Hill. It manages $42.5 million of regulatory assets for 220 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Connecticut and Texas.
Mendoza And Associates provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Mendoza And Associates, Inc. is $42.5 million. The firm's AUM has grown by 37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Mendoza And Associates, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Kenneth George Mendoza has been acting as President since 1 Nov 1978. Michael David Mendoza joined the executive team most recently as the Chief Compliance Officer.
The principal office where Mendoza And Associates, Inc. performs its advisory services is located at 35 Cold Spring Road, Rocky Hill, CT 06067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (860) 563-1319 or by fax (860) 721-9468. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.mendoza-assoc.com.