Applied Capital LLC is a large advisory firm based in Little Rock. It manages $125 million of regulatory assets for 1,007 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Arkansas, Florida, Illinois, and 6 other states.
Applied Capital provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Applied Capital LLC is $125 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Applied Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Applied Capital is individuals with 410 clients and $74 million of assets under management. Among the 8 most similar advisory firms, Applied Capital has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $125 million for 440 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Applied Capital doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Applied Capital LLC performs its advisory services is located at 415 N. Mckinley Street, Little Rock, AR 72205, which is also the mailing address of the firm. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (501) 500-0890 or by fax (501) 500-0891. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at appliedcaptal.com.